Compliance as a service

Reduce Risk.
Stay Exam-Ready.
Focus on What Matters.

Controlytics' seasoned compliance professionals, backed by SingleStone's proprietary AI, monitor your CMS, detect risks early, and keep your institution audit-ready.

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Faster, Smarter, More Confident Compliance

Accelerate Your CMS Build
Get a clear compliance baseline and roadmap in weeks, not months.
Catch Risks Before Examiners Do
AI-powered monitoring flags gaps and emerging issues in real time.
Know Where You Stand, Anytime
Continuous health tracking gives you a defensible compliance record.
Free Your Team for Strategy
Monitoring and reporting are handled so your internal experts can focus on decisions that matter.
Work with Professionals Who’ve Lived It
Direct access to former regulators and compliance officers, backed by seasoned data architects.

What is Compliance as a Service?

Compliance as a Service (CaaS) pairs Controlytics' seasoned compliance professionals with AI-powered diagnostics to actively manage your Compliance Management System, not just track it. Most GRC tools record what's been done. CaaS makes sure what needs to happen actually happens.

  • What is covered: Consumer protection compliance, exam readiness, risk management, third-party oversight, and regulatory change management.
  • Who is served: Fintech lenders, credit unions, banks, collection agencies.
SingleStone Technology Team

How it Works:
Controlytics Expertise + SingleStone Precision

1
Evidence Examination
AI examines your compliance documentation and policies to identify potential coverage gaps — powered by data architecture that makes this happen in days, not weeks.
2
Expert Investigation
Seasoned compliance professionals review the findings and conduct deep analysis. Technology surfaces the data; experts make the judgment calls.
3
Gap Assessment & Risk Prioritization
Identified gaps are mapped to regulatory requirements, giving you a clear, prioritized roadmap for what to fix first.
4
Corrective Action Planning
You receive practical, achievable recommendations tailored to your organization’s specific regulatory environment.
5
Hands-On Remediation Support
Your dedicated compliance team works alongside yours to implement improvements and strengthen existing controls.
6
Continuous CMS Health Monitoring
Ongoing diagnostics keep your program audit-ready and scale as your institution grows.
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How CaaS Complements Your Existing Tools

Traditional GRC systems track compliance. Compliance as a Service from Controlytics helps you achieve it, working alongside the tools you already have.

Primary Function
Who Runs It
Implementation
Ongoing Effort
AI & Expertise
Cost Profile
What You Get
Traditional GRC
Primary Function:
Tracks and stores compliance activities
Who Runs It:
Requires your internal team to set up & maintain
Implementation:
Requires complex, resource-intensive configuration
Ongoing Effort:
Heavy manual maintenance & frequent data entry
AI & Expertise:
Minimal automation; expertise depends on in-house knowledge
Cost Profile:
Large upfront software investment plus ongoing internal staffing
What You Get:
Static dashboards that document your compliance status
CaaS by Controlytics
Primary Function:
Actively manages your CMS with expert oversight
Who Runs It:
Dedicated compliance professionals work alongside your team
Implementation:
Fast, expert-guided onboarding
Ongoing Effort:
Automated monitoring with greater coverage & less effort
AI & Expertise:
AI flags risks in real time, with expert judgment built into every step
Cost Profile:
Transparent, predictable investment with expert support built in
What You Get:
Prioritized findings, remediation support & compliance confidence

Built for Financial Services

We specialize in serving financial institutions with unique compliance challenges and resource constraints.

Fintech Lenders: Rapid regulatory evolution. Scaling compliance programs. Multi-jurisdiction requirements.
Credit Unions: NCUA examination readiness. Member service compliance. Regulatory change management.
Small Banks: Limited compliance resources. Complex regulatory requirements. Technology modernization.
Collection Agencies: FDCPA compliance. State licensing requirements. Consumer complaint management.
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Choose the Level of Support That Fits Your Needs

Feature / Benefit
Diagnostics &Monitoring
Compliance as a Service (CaaS)
SpecializedProjects
Engagement Type
One-time diagnostic
Ongoing subscription
Targeted engagement
AI-powered CMS Assessment
Compliance Health Report & Roadmap
Dedicated Compliance Expert
Early Risk Detection
CMS Health Monitoring
Third-Party Oversight
Fractional CCO & Communications Review
Strategic Leadership & Governance
Exam Preparation & Consultation
Custom Policies & Dispute Management
Third-Party Risk Management Program
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Consumer Protection Compliance by Controlytics,
Enabled by SingleStone

Controlytics brings seasoned risk and compliance executives with proven expertise in banking, insurance, debt buying, and debt collection. They provide the strategic leadership and regulatory fluency required to run operational processes.

SingleStone company logo with stylized blue ripple design.

SingleStone brings 20+ years of technology collaboration. We provide the technical execution, modernize the data infrastructure, and build the intuitive tools that allow Controlytics’ experts to work at scale.

Compliance Connects to Everything

Strong compliance starts with strong technology. SingleStone helps you build it.

Data, Analytics & AI
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Turn data into a trusted asset. We build foundations leaders can act on and regulators can trust.

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Arch Modernization
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Escape legacy systems without disruption. We modernize step by step, reducing risk while building scalable, secure foundations.

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Customer Platforms
Microsoft vs Salesforce

Strengthen customer trust. We make every touchpoint consistent, compliant, and seamless.

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Software Development
Top Finance CRMs

Build what the market demands. Our teams deliver secure, intuitive digital products — faster.

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FAQs

What areas of compliance does CaaS cover?

he core focus is consumer protection compliance. Whether your institution is regulated by the CFPB, Federal Reserve, OCC, FDIC, NCUA, or state regulatory authorities, our team has experience within those specific frameworks.

What is the CMS Diagnostics Platform?

It is a proprietary platform developed by Controlytics and powered by SingleStone’s data engine. It combines AI-powered analysis with expert human oversight to monitor your CMS health.

Why not just keep our existing GRC system?

You should. GRC tools are for tracking. Controlytics’ CaaS works alongside your GRC to provide the active management and expert judgment those tools lack.

How do we know this will actually satisfy regulators?

Because the service is led by Controlytics’ team of former regulators and compliance executives. Their methodology aligns with FFIEC CMS examination procedures and federal supervisory expectations.

What makes this partnership different from hiring another consulting firm?

Most firms hand off a report and leave. Controlytics is a long-term partner providing continuous monitoring and hands-on support, enabled by SingleStone’s permanent technology layer.

More questions? Get in touch

Ready to Simplify Compliance and Strengthen Confidence?

With Compliance as a Service, you get the expert oversight of the Controlytics team and access to a platform provided by the technical reliability of SingleStone. Stay audit-ready every day.

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